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      Legal Profession Uniform Law
A link to the Legal Profession Uniform Law its subordinate Rules can be found on the Rules and compliance page.
Forms
Law practice forms
- Notification of new law practice (Not ILP or ULP)
 - Notice of intention to start providing legal services – corporation (ILP)
 - Notice of intention to start providing legal services – unincorporated legal practice (ULP)
 - Notification of change information- law practice
 - Notice of termination of provision of legal services – law practice (not ILP)
 - Notice of termination of provision of legal services – corporation (ILP)
 
Legal costs
Trust account forms
- Opening a trust account (online form)
 - Closing a trust account (online form)
 - Request for approval of termination of External Examiner
 - External examiner appointment, modification or cessation
 - Record of Controlled money movements
 - Record of Controlled Money movements, other than by EFT
 - Record of Investment Money
 
Other forms
- Notice of show cause event – local legal practitioner and locally registered foreign lawyer
 - Template exemption undertaking for PII
 - Notification of change of information - Australian registered foreign lawyers
 - External examiner checklist
 - Template plan for remote supervision of Supervised Legal Practice
 
End of year examination reporting
Final audit forms
- External Examiner’s report – when a law practice ceases legal practice or authorisation to receive trust (updated October 2018)
 
Statutory deposit account forms
- Authorisation to operate SDA (non-legal practitioner) Form
 - Authorisation to operate SDA (legal practitioner) Form
 - Direct Debit Request Form
 - Notification of persons no longer authorised to operate SDA
 
Regulatory guidance
- Complaints by lawyers about lawyers operational guidance
 - Compliance and Enforcement policy
 - Continuing Professional Development
 - Electronic conveyancing (e-conveyancing) Regulatory Guidelines (See also Electronic conveyancing FAQs)
 - Exemption from Statutory Deposit Accounts
 - Fit & Proper Person
 - Foreign Lawyer Registration
 - Grant of a Principal Practising Certificate
 - Grant of Trust Authorisation
 - Lay Associate Guidelines (See also FAQs – Prohibited Lay Associates)
 - Mental Health
 - Overpayment and Refunds
 - Practice Contingency Planning
 - Professional Indemnity Insurance exemptions
 - Risk-based Regulation – Trust Accounts
 - Supervised Legal Practice
 - Trust Account Regulations exemptions
 
Fact sheets
Practice management and avoiding complaints
- Acting in Motor Vehicle Accident Claims
 - Delays: Common issues in legal practice
 - FAQs – Costs disclosure
 - FAQs – Prohibited Lay Associates
 - Good practice management: Lessons for all law practices
 - Letters of Demand: traps for lawyers
 - Working with your client
 
Legal Profession Uniform Law
- Barristers and the Uniform Law
 - Corporate Lawyers and the Uniform Law
 - Foreign Lawyers and the Uniform Law
 - Government lawyers and the Uniform Law
 - Government lawyers, supervised legal practice and the Uniform Law
 - Incorporated Legal Practices and the Uniform Law
 - Lawyers and the Uniform Law
 - Unincorporated Legal Practices and the Uniform Law
 
Supervised legal practice
The Fidelity Fund
Trust accounts
Other fact sheets
- Reasonable steps to take in costs disclosure (produced by the New South Wales Law Society)
 
Other useful resources
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